Concatenated page-by-page transcript. Born-digital pages came through pdf.js; scanned pages were transcribed by Claude vision OCR. Pages marked unreadable failed multiple OCR retries (heavy redaction, microfilm artifacts, or blank separators) and are kept in place for audit.
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February 5, 2024 The Honorable Kathleen H. Hicks Deputy Secretary of Defense 1010 Defense Pentagon Washington, DC 20301-1010 Dear Dr. Hicks: Thank you for your letter on September 28, 2023. The Department of Homeland Security (DHS) agrees to provide the Department of Defense (DoD) with documents and relevant information associated with KONA BLUE. KONA BLUE was a DHS prospective special access program (PSAP) terminated on February 10, 2012. The following actions were taken: • All DHS documents associated with the KONA BLUE PSAP are declassified and approved for public release. • The strike-out method was utilized to retain visibility of prior classifications and redactions were made based on policy and legal review. • All pertinent DHS records have been searched and no additional information associated with the KONA BLUE PSAP has been discovered. I appreciate your continued cooperation and support for DHS. Should you wish to discuss this matter further, please do not hesitate to contact me. Sincerely, Kristie Canegallo Acting Deputy Secretary
j Declassified by: Richamd
DHS, Chief Security Officer"
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(FSYKBYNE) KONA BLUE
DHS, Science & Technology
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UNCLASSIFIED
(U) Advanced Technolog
(U) Project Description
° (ESAAKBHNE) This project will investigate, identify and
analyze sensitive information , advanced materials and
technologies to increase the basic knowledge of potential
emerging and/or disruptive scientific and technical data.
© (FSPARB/ANF) This project addresses basic , applied, and
advanced research and technology demonstrations in order
to identify and anticipate threats to the U.S. homeland. A
unified approach will be used for data collection and
analysis, advanced technology acquisition, applied
technology theory demonstration, and consciousness
studies.
(U) Planned Research Objectives (U) Describe the potential outcome(s)
* CHAANEYCO}-DHS S&T has the prospect to identify a unique
class of scientific and technology threats and opportunities .
* HAEVSACO}A chievement of basic research goals will place
DHS S&T at the forefront of applied science and
opportunities involving advanced technology .
* CHAVSACO}-Customers/Partners: DHS Components, USG,
and private sector.
(U) All deliverables are dependent on the initial analysis
and assessment of associated existing and discovered
information and materials.
FY2 FY13 FY14 FY15 FY16 FY17 FY18
(SHAKBHNE) Total Funding ($M) 12 25 35-50 TBD TBD TBD TBD
CC V\VDQO_: '1"0'0
ANB EEA SRECHAE ACCES S-CHNEES-ORE—
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(U) Advanced Technology Threat
1. (U) What is the research need?
{SHKBHNE-This research is a Congressional interest item.
This research addresses the critical need for the United States science and technology
community to identify global emerging and/or potentially disruptive technologies that can have a
significant impact on homeland security. Based on analytical assumptions and uncertainties, this
research is pivotal to defining the impact of global science and technology on the elements for
national power and security. The focused collaborations on the knowledge based deliverables ensure
that the Departmental requirements, and those of the interagency partners, are addressed and
provided opportunities for follow on efforts and additional collaboration on scientific investigation
and technology exploitation.
(FS}ACB}/ES The Department ‘s interest area with this project targets is the scientific and technical
investigation, threat analysis, and assessment of materials and data of unique origin, engineering,
and purpose. The knowledge gap this research is addressing is emerging or disruptive materials and
technologies that can potentially impact national power and security.
a
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Advanced Technology Threat
2. GEYAEEYSACO}) What is the technical/scientific approach?
CESHIKBANE This research addresses the questions of 1) what emergent technologies and
applications are potentially harmful to U.S. vital and major interests; and 2)what vulnerabilities and
opportunities does any new technologies present. Successful concept and principal validation
provides strategic scientific and technical direction, focus and planning for technological exploitation
and solutions, and the strategic planning for countermeasure and mitigation efforts throughout the
homeland security enterprise. Specific methodologies used to assess available material ,
technologies, and observations may require nuanced approaches that which will undoubtedly be of
significant interest to foreign intelligence security services.
(SS/46B/0. Four research centers — the Data Collection and Analysis Center, the Advanced
Technology Center, the Consciousness Center, and the Technology Application Center will
investigate and inventory available information and materials, investigate emerging and/or
disruptive advanced materials and controls, alternative energy/power source/generation
opportunities, temporal translation; human effects and interface, signature reduction and weaponry,
as well as technology integration.
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Advanced Technology Threat
3.
(U) What are the anticipated results and value of this research?
4£S/44B415) This research is pivotal to identifying the source and substance of associated material
and assessments of a previous investigatory USG programs and to identify and define the impact of
the unique science and technology applications on homeland security. The exploratory research
provides opportunity to increase our basic knowledge of a science or phenomenology. This effort
provides the potential to influence technological solutions and strategies to sustain the elements of
national power and homeland security.
PSHIKBYAIE) Success of this research is predicated on the scientific investigation and assessments of
available material; continuity of effort can generate ‘actionable’ follow-on research contributing to
continuing discovery, research investments, possible countermeasure technology and USG policy
development.
(U) What is innovative about this work?
This knowledge-based research addresses the analytical assumptions and uncertainties
of emerging and disruptive technologies or material that could potentially threaten vital and major
USS. interests such as the security of land, air and sea borders; and citizens; or critical infrastructure or
economic resources. The potential also exists that outcomes and follow-on research and evaluation
efforts will provide the U.S. with a unique ability to increase any of the elements (political, economic,
military, and moral psycho-social (social cohesion)) of national power, as well as enhancing national
security and developing resilience to ESS parte potential.
RB SPEC CCESS-SEEEEES- CEI
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5. (U) What are the next steps?
6.
This focused research provides an immense opportunity of discovery and validations
that are the basis for further community of interest proof-of-principal and proof-of-concept efforts
that will determine the strategies for adaptation, countermeasures, and mitigation through applied
research initiatives. Follow-on efforts allow for the identification and resource planning and
execution for immediate, near-term and far-term technology solutions to monitor and manage risk,
for border and security operations and infrastructure protection, exploitation of new techniques and
analytical tools also enhance continued research opportunities.
Due to the advanced nature of the research in this project and security considerations,
no defined applied research efforts to this program are sonciticalhy identified at this time. However,
the research results of this project should be readily used by the Department in the future. There are
no known transition concerns at this time.
(U) Are there collaborators or partners involved in this project?
CHAFEYSACO) No, not at project inception. There is limited collaboration with the USG and
interagency involvement is anticipated.
$$$ FOR SECRETION BLUE NOEGRAN——_—
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7. (U) What is the history of this project?
(FS4KBYME) Advanced Threat Identification Program first sponsored in the FY 2008
Defense Supplemental Act by Senators Reid and Inouye with a $10M add; FY 2010
Defense Appropriations Act included a $12M add for the project.
8. (U) How much funding will be necessary to complete this effort as described?
{SHKBHME) FY12 (minimum of $12M), FY13 ($25M), FY14 ($35-50M), FY15 - 17 (TBD)
$n
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(U)Advanced Technology Threat
+S} ABHNE-The technical/scientific approach consists of four research centers:
1) Data Collection and Analysis, 2) Advanced Technology, 3) Consciousness, and 4) Integration.
#1 (GHARY64€9) National Institute for Discovery Center:
© ~{SHKE/NS}-) The Data Collection Division will collect and deliver reports from the United States
regarding sightings, evidence collection and subsequent laboratory analysis on advanced technology
behavior within the territorial limits of the United States and immediately-adjacent Pacific and
Atlantic Ocean areas.
© (SHKBLAF) The Experimental Division initially will consist of a well-studied experimental location
that has been researched for approximately 15 years. The intent is to locate, calibrate and then subject
other sites to the same intensive study as the primary location. Within each location, focus remote
sensing capabilities on all known hot spots (locations with repeated/frequent reports of activity).
e (SHKBLAEF) The Medical Division will have a small team of medical analysts under the direction of
the chief physician and the deputy administrator that will organize data into a threat analysis based
on medical findings including but not limited to: (a) deaths and injuries as a result of interaction with
advanced aerospace vehicles, (b) medical injuries as a result of other anomalies (c) collateral
injuries/physiological effects to family members.
© (SHKB/AF) The Data Analysis Division will conduct analysis to technical design and prototyping of
AAV performance, up to advanced theoretical and computational studies of multi-physics problems.
i erent i
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#2 S/CBYNIED Advanced Technology Center:
e (SUKBUAIE) Access recovered advanced technology and any earlier assessments to determine threat
capability and any potential countermeasures possible against the advanced technology.
© (SHKBYNE) Collect oral histories from already identified sources — retired military, intelligence, and
contractor personnel — to assist in locating additional recovered advanced technology.
#3 (SHAKB/AY) ) Consciousness Center:
© (SHKBYNIE) ) Collect critical data utilizing remote sensing in order to determine the activity and
purpose of the advanced technology, especially any threat posed.
© (St4eB/NF) ) In an expanded role, remote sensing and related techniques may present an invaluable
aid in countering illicit activities conducted against the U.S. Demonstrations of capability will be
made.
#4 (SLIKBUAIF) ) Integration Center:
© (SHAKBYM#)) Focal point for the integration of information and data from the other centers, and
report writing; follow-on basic and applied research proposals and efforts to be identified.
nt mi a on mam ni rg
__ CO OOO
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(U) Next Steps:
e U/SST recommendation
© SAPOC member pre-briefs
e SAPOC decision briefing
een ei tn i
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Back up
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Points of Discussion:
¢ Funding Amount/Delivery— Bob H/Mike A discussions; FY12: $12M; FY13: $25M
® Contracts
e SOW
¢ Facilities:
e SCIF: planner? Size? Location? Amt of use? opn’l configuration?
e SCIF accreditation in LV; Locations?
© Personnel: cover, ci prog
¢ DHS (*+1 detailee) What are the requirements? How funded?
© Other: security classification guide
* NCR/Other
¢ Equipment_- comms/IT
a
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Authorities
Technology Readiness Assessment Process. Section 308 (USC 188) an amendment adding:
(d) Technical Risk Assessment Process
(1) In General. The
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py. Homeland
Security
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The following information is presented in accordance with the guidelines contained in
Appendix 1 of DHS Instruction 140-04-001, Special Access Program Implementation,
08/13/2009
Question 1. Program Description (Key program objectives/milestones)
The Advanced Technology Threat Program will consist of seven operational centers:
Data Collection Center
Data Analysis Center Declassified by: Richard D. McComb
Advanced Technology Center DHS, Chief Security Officer
cna aan Declassified on: 20230718
Consciousness Center
Medical Center
Education Center
NAVAN =
Overall key program objectives and milestones for each center are as follows:
¢ Data Collection Center
- Develop Intermet-based site(s) for advanced aerospace vehicle reporting
- Expand existing data warehouse (200,000 reports)
- Deploy in-house investigators on select cases
- Operate liaison center for cooperation with state, local, tribal police, and FBI
* Data Analysis Center
- Coordination center (hub) of all other centers
- Maintain in-house technical, computational, and laboratory facilities capable of
physics, chemistry, biology, and engineering analyses
* Advanced Technology Center
- Analyze recovered technology in collaboration with major aerospace and electronics
Companies
- Setup protocols for obtaining access to materials newly acquired
- Operate an assessment team consisting of the best scientists and engineers available
to the goverment
- Collect retirees’ oral histories on recovered technology and present location
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* Experimental Centers
Determine geographical locations within the U.S. where anomalous activity occurs ona *
Experimental Centers
- Determine geographical locations within the U.S. where anomalous activity occurs on a
regular basis
- Subject at least two of the best locations to intense sensor and human observation study
while monitoring activity at others
* Consciousness Center
- Expand on remote viewing and remote communication to communicate, retrieve data,
and transport across dimensional/space-time barrier
- Develop remote viewing countermeasures
- Study consciousness interactions with, and control of, technology
* Medical Center
- Study physiological and psychological effects of interaction with vehicles and
anomalous phenomena
* Education Center
- Develop volunteer corps (expenses reimbursed) to support the collection efforts of the
Data Collection Center
- Continue to maintain the world's largest libraries on advanced aerospace vehicles and
associated phenomena
ion 2
2. Justification for Need
a) Remote vision, remote communication, and de/re-materialization techniques to
observe, communicate, retrieve data, and transfer matter across dimensional and space-
time barriers will undoubtedly be of an utmost interest if not a top collection priority for
adversarial intelligence/security services. Countermeasures against such techniques would
also be a collection priority.
b) Recovered AAV technology exists in and is accessible only within a SAP construct.
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c) Retrieval and integration of historical data from high value personnel with
knowledge of recovered AAV technology and present location of recovered material is
accessible only within a SAP construct.
d) Undue attention by other United States government, or private sector entities, not
involved with the program, or any international interest, will directly or indirectly
interfere with the daily program mission and perhaps threaten the overall success of the
program.
e) Due to the highly specialized nature of the program, overt acknowledgement of
personnel involved in the program will lead to unnecessary security risks.
f) Without the appropriate SAP protection, the cost associated with a compromise of
specific features of this program, namely those in a) and b), would result in grave
consequences, perhaps irreversible, to the security of the United States.
Question3 Budget Proposal
TBD
Question 4 Total Number of Personnel to be Accessed
Fifteen
Question 5
Significant program events, milestones, and goals for FY 2012-2013 are as follows:
Introduction
The following is a broad Program structure to address the Advanced Aerospace Vehicle (AAV)
problem with regard to potential threat. The structure consists of two primary components, or
Centers:
(1) an Advanced Technology Center that addresses evaluation and exploitation of
advanced technological hardware and associated documentation obtained to date
and,
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(2) an Experimental Centers effort to address the gathering of further data
concerning AAV and related anomalous phenomena from specific geographical
sites on the basis of site-monitoring.
In support of this proposed two-pronged focus, a number of additional Centers are required:
. Data Collection Center
. Data Analysis Center
° Consciousness Center
. Medical Center
. Education Center
1, Data Collection Center
* Develop Internet-based site(s) for advanced aerospace vehicle (AAV) reporting.
« Expand the current data warehouse (which currently comprises 11 separate
databases with over 200,000 AAV reports, the vast majority of which occurred
after 1947) by expanding case numbers within each of the eleven databases.
* Utilize multiple teams of in-house investigators to investigate eye witness
cases involving AAV technology with the following criteria: (a) more than one
eyewitness (b) less than 600 feet from witness (c) physical evidence (traces on
ground/vegetation), (d) electromagnetic effects, (e) physiological/pathological
effects.
¢ Expand the investigative equipment inventory necessary to fully equip
expanded investigative teams. (The in-house equipment inventory will be
itemized upon request).
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* Utilize selected investigations from other professional groups with
experience in AAV investigations. This will increase data collection coverage of
these events in the United States.
* Expand liaison center with rural law enforcement (highway patrol, sheriff
departments, police departments), US Coastguard (under DHS auspices), US
border surveillance (under DHS auspices), US Fish and Wildlife Service
(under Department of Interior), Park Game wardens (under National Park
Service) and Federal Aviation Administration (current system includes all air
traffic control and commercial/private aircraft pilots).
Deliverables:
* Internet-site and master data warehouse.
2. Data Analysis Center
* Upgrade the database analysis capabilities to maximize “searchability",
pattern determination, and predictive analyses.
¢ Expand in-house photographic analysis capabilities (also including, but not
limited to, Forward Looking InfraRed (FLIR) analysis).
* Maintain technical, computational, and laboratory facilities capable of physics,
chemistry, biology, and engineering (electrical, materials, nuclear, etc.) analyses.
¢ Data analysis exchange with AFOSI. Discuss joint collection and analysis of:
1. Historical and recent cockpit recordings and ECM recordings from Air Force,
Navy, Marine, and Army.
2. Records, reports, raw data and threat analyses pertaining to (but not
limited to): advanced aerospace vehicle tracking by any agency or armed
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service within CONUS, all data from Low Earth Orbit (LEO), Lunar and Mars
associated data (both historical and contemporary) from NASA, satellite
data on unknown targets from NRO, other uncorrelated imagery data from
NGIA, trajectory tracks of uncorrelated targets fromNORAD/NORTHCOM/MIT
Lincoln Labs etc., radar track records of uncorrelated targets from FAA and all
data (historical and contemporary) pertaining to interactions/sightings of
advanced aerospace vehicles at missile sites, nuclear weapons storage facilities,
and at Air Force bases in CONUS.
3. Advanced aerospace technology activity/behavior in other countries,
particularly Canada, Mexico, and the Caribbean.
Deliverables:
* Monthly case reports and analyses. Special reports-on historical data analyses.
3. Advanced Technology Center
The mission of the Advanced Technology Center is to establish a comprehensive
program:
¢ First to gain access to and inventory all existing caches of Advanced
Aerospace Vehicle (AAV) materials and documentation within CONUS,
whether residing in archive storage or under active program
investigation in National Laboratories, government organizations
and/or contractors;
* Secondarily to set up protocols for obtaining access to materials
newly acquired from sources both domestic and foreign;
¢ Finally, a program of evaluation based on the best of modern
technological assessment teams and tools.
A dedicated management team will be set up to guide and oversee program actions:
i
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* An in-house staff to perform technical assessment and analysis of both
hardware and documentation will be established.
* Well-equipped, secure storage and laboratory facilities will be
provided for in-house investigation and evaluation activities.
* Inaddition to in-house technical efforts, a program will be established to
harness the talents of specialists with required expertise on an as-needed
basis via both the use of in-house sabbaticals and outsourcing of
subcontracts. Of special interest in this category is contact with military
personnel and contractors presently (or retirees previously) involved in
AAV evaluation programs.
¢ A full-time support staff to administer and expedite the above
requirements will be established.
Deliverables:
¢ An inventory of AAV hardware, materials and documentation suitable for
archiving under appropriate security conditions in a database format will
be established.
* Based on the identification of, and negotiation with, present
holders/stewards of AAV hardware, materials and documentation,
governmental or privatized, protocols for information sharing and
access will be developed.
¢ While the above infrastructure is being established, teams of
investigators will begin a process to prioritize 'low-hanging fruit’ vs.
‘long-range potentials’ with regard to possible disruptive-technology
exploitation and/or threat potential, in the hands of a potential
adversary, with assessment reports provided.
* Based on the assessment process, a number of actions will be set in
motion:
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(1) Where relevant, updated (re)examination of materials with the best of
forensic technologies now available will be pursued, either in-house or at appropriate
facilities under appropriate security.
(2) Based on identification of possible advanced technological
processes being exploited, experts with the relevant expertise will be
engaged to provide useful evaluative input, either indirectly on the
basis of being asked to generate position or research papers on the
forefront aspects of the (apparent) identified technology (including best-
guess extrapolation to potential future developments), or directly by
exposure to, and examination of, the materials or technological
processes involved. Either could involve re-engagement of entities
previously involved in earlier programs to assess such materials and
technologies.
(3) Where deemed potentially of merit, in-house or outsourced
laboratory experimentation will be initiated to explore as-yet-unidentified
characteristics and functions of AAV materials and devices in the
inventory, and results reported.
(4) Supplemental to (3) above, additional experimentation will be
undertaken, in-house or outsourced, to test various hypotheses that
emerge from examination of AAV materials and documents, medical
studies of injuries, and AAV sighting reports, and results reported.
(5) Enhance investigations to pursue attempts by foreign countries (particularly China/Russia) in
developing advanced technology breakthroughs from recovered technology items. Develop
threat assessment based on this information.
In support of the above activities, a well-structured Oral History Initiative will be undertaken
both to compile a dense database of information acquired to date, and to assist in identifying
additional sources for information acquisition, whether it be the identity of individuals,
contractors or government units and activities, foreign as well as domestic.
Over past decades a number of high-level individuals in the military, intelligence, and even
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political sectors of our government have had various level of exposure/access to this subject area,
This has included agency directors, members of the JCS and very senior individuals in the Executive
Branch. To this can be added certain foreign heads of state, as well as select members of the
government contractor community in the electronics and aerospace sectors. Oral histories from
individuals of the caliber referenced above are critical to this mission,
« Data collection from an already identified and calibrated list of retired, previously
highly placed government, armed services, contractor and intelligence community
individuals. The oral history project will include gathering all information pertaining to
the location of advanced aerospace technology and biological samples, including records,
files, reports, photographs, as well as physical samples.
4. Experimental Centers
A well-studied experimental location exists that has been researched for approximately 15
years. The intent is to subject at least two other locations to the same intensive study as the
primary location.
The mission of the Experimental Centers is to establish a comprehensive program that:
¢ Initiating development of a catalog of geographical locations within the U.S.
(including the aquatic and space environments) where Advanced Aerospace Vehicle
(AAV) and related anomalous activity occur with a level of repeatability that
merits consideration for site-monitoring studies.
« Assembly and deployment of suites of sensor components and
instrumentation capable of providing all-band detection and recording of
environmental variables at the sites of interest. Land-based examples would
include such technical monitoring as registration of atmospheric conditions,
acoustic background, electromagnetic field activity, broadband radiation
including IR, visible, and UV portions of the spectrum, gravitational
perturbation signals, radiation readings and ground traces, and so forth.
Furthermore, where relevant, inputs from regional radar and satellite imagery are
to be included.
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* In addition, biosensors, especially human observation and detection in all
perception formats, constitute a key ingredient of the overall observational menu of
activity and are therefore to be integrated.
* Multiple biological samples will be collected from these locations and subjected
to genetic, biochemical, toxicology, material science, and other analyses.
* Finally, a program of evaluation based on the best of modern assessment tools
and personnel is to be applied.
A dedicated management team will be set up to guide and oversee program actions:
* Sensor components and instrumentation for site-monitoring activities will be
completely calibrated, tested and characterized in advance of deployment, and
personnel assigned to site-monitoring activities will be trained in their use.
. Given past evidence of human psychophysiological observation/detection
in all forms, what might be labeled integrative perception, such perception constitutes
a major component of the detection and registration of anomalous as well as mundane
signals -thus the use of human observers as ‘biosensors’ will be incorporated as a major
component of the overall site-monitoring efforts; of some interest is whether
individuals exposed to phenomena at site locations experience continuing effects
as they relocate away from the sites under observation.
° Where necessary, security guards will be deployed to monitor and protect
observation sites.
+ Data analysis center staff will perform technical assessment and analysis of site
information gathered.
« In addition to in-house-generated site-monitoring and evaluation efforts, a
program component will be established to harness the talents of specialists with
useful expertise on an as-needed basis via both the use of in-house sabbaticals and
outsourcing of subcontracts.
10
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UNCLASSIFIED
rant tmn N
anna
. If possible, results obtained by other research groups or centers, foreign and
domestic, will be evaluated and integrated into the information flow.
. A full-time support staff to administer and expedite the above requirements will
be established.
Deliverables:
+ Acontinuously-updated, detailed compilation of site-monitoring activities,
observations, results and analyses in the form of documentation suitable for
archiving in a database format will be established.
° Separate from technical-measurement reports, detailed logs/oral histories
transcribed from notes or interviews of human observers engaging the AAV
phenomena in any modality will be collected and entered into the database.
* Based on identification of, and negotiation with, present stakeholders for the type
of information being developed, governmental or privatized, protocols for
information sharing and access will be developed. A critical example will be sharing
of data on field measurements with the Medical Center component of the overall
program to assist in their assessment of causes of medical injury resulting from near-
field exposure to the AAV phenomena under study.
‘ As results emerge from the above activities, an analysis team will focus on
assessing specifically the potential disruptive-technology exploitation and/or threat
nature of what is being observed, if in the hands of (and under the control of) a
potential adversary, and assessment reports provided.
Based on the assessment process, a number of actions will be set in motion:
(1) Where required, continually-updated suites of instrumentation with the best of
forensic technologies available will be deployed at monitoring sites under
appropriate security and protection.
(2) In addition, continually-updated protocols for human observation strategies will be
1
RE EEE SEER
HABE SPE CHE tr ESS SRE ES ORE
DHS-003-6-0006/11
UNCLASSIFIED Copy 1 of 1
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UNCLASSIFIED
rer ce cc te
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implemented as well.
(3) Based on identification of possible advanced technological (including
psychophysical) processes being observed, experts with relevant expertise will be
engaged to provide useful evaluative input, either indirectly on the basis of being
asked to generate position papers on the forefront aspects of the (apparent) identified
processes (including best-guess extrapolation to potential future developments), or
directly by exposure to, and examination of, the information generated concerning
the processes involved.
(4) Where deemed potentially of merit, in-house or outsourced laboratory experimentation
will be initiated to explore on an independent basis hypotheses generated by the information in
hand, and results reported.
In support of the above activities, a well-structured Oral History Initiative will be undertaken
similar to that described above, both to compile a dense database of information acquired to
date, and to assist in identifying additional sources for information acquisition concerning
possible experimental locations, whether it be individuals, groups, contractors or government
units and activities, foreign as well as domestic.
5. Consciousness Center
The Consciousness Center manages the acquisition, training, and utilization of remote viewers
and communicators. These unorthodox techniques may prove to be critical collection methods
for supplementing efforts within the Data Collection, Advanced Technology, and, especially,
the Experimental and Medical Centers.
¢ Develop training and quality assessment program for consciousness studies.
. Conduct assessments both remotely and on-site.
. Conduct assessments with both experts in field and newly trained
personnel.
12
ee
— COCO” ac“.
UNCLASSIFIED aaa et
Page 12 of 17
~
UNCLASSIFIED
-8C a EES
neato entra
* Asan initial study, focus capabilities on all known hot spots (locations
with repeated/frequent reports of activity).
¢ Extend remote communication programs to communicate and retrieve data
across dimensional/space-time barrier.
* Develop remote viewing and remote communication countermeasures.
. Study consciousness interactions with, and control of, technology.
° Conduct experiments to determine baseline parameters for physical
transport across dimensional/space-time barrier (as opposed to communication
and data transfer only).
Deliverables:
. Experimental results and assessment reports will be produced on each
separate activity. Results and reports will be maintained separate from other data
reports.
6. Medical Center
* Create comprehensive database on all physiological and medical effects of
advanced aerospace vehicles (AAVs) within the United States. The database will
have pattern analysis and correlative capabilities.
* Create rapid response team of in-house physician-scientist personnel that,
under the supervision of contract physician and deputy administrator, can rapidly
conduct MRI (3 Tesla) scans, rapidly conduct appropriate blood tests (chemistry,
hematology, toxicology, immune system), genetic tests (including tissue biopsies,
blood sampling), cytogenetic analysis and full forensic internal medicine
diagnostic procedures and integrate the data into a "big picture" description of
the putative aerospace vehicle associated injury. Since to date, some evidence
points to non-ionizing (EM) radiation associated injuries, emphasis will be on
rapid reaction and timely sampling utilizing the above described and other
appropriate tests.
ne meen rt at
ann RRR
UNCLASSIFIED an oe
Page 13 of 17
13
UNCLASSIFIED
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ER
* The rapid response medical team as described above will also monitor and test
family members in the aftermath of AAV interactions.
* Anin-house PhD psychologist will conduct appropriate cognitive and other
tests on individuals involved in the Medical Center research. This will include but
will not be limited to: (a) individuals who have had experiences on any of the
properties described in Experimental Centers above, (b) individuals who have had
close encounters with AAVs with physiological/medical effects, and (c) family
members of either of these groups who have reported subsequent
physiological/medical effects.
* The medical team will be responsible for continuous monitoring of personnel
and their family members deployed on experimental facilities.
* Expand and reconfigure current preliminary correlation project between
known AAV associated injuries / physiological effects and ICD-9 subtypes.
¢ Create the internal infrastructure, organization and personnel as well as
contract research experts to handle, examine and research unusual and unique
biological specimens at the forensic, anatomic, physiological, biochemical, and
genetic levels. Such data also will be systematized and integrated.
¢ Infrastructure will conform to all HIPAA and human subjects regulations as
they pertain to the above Medical Center objectives.
* Create comprehensive database on physiological and medical effects of
advanced aerospace vehicles in other countries. The database will have advanced
pattern analysis and correlative capabilities.
Deliverables:
(1) The databases.
(2) Utilizing the database, a small team of medico-analysts under the direction of
the chief physician and the deputy administrator that will organize the data into a
14
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Page 14 of 17
UNCLASSIFIED
oo
SANDLE-VMLA-SPECIAL ACCESS CHANNELS ONLY
threat analysis based on medical findings including but not limited to: (a) deaths and
injuries as a result of interaction with advanced aerospace vehicles, (b) medical
injuries as a result of other anomalies, (c) collateral injuries/physiological effects to
family members.
7.E ion
To enhance Data Collection Center capabilities, volunteers can be recruited and trained to
assist.
¢ The Education Center will provide in-house investigative training to these
volunteers.
* These volunteers can provide initial data collection capability within their
state or immediately adjacent states.
. As needed, these volunteers can also assist the in-house investigative teams
for operations conducted in their local area, plus provide an in-depth knowledge
resource of events also occurring nearby.
. Expenses incurred by these volunteers, such as use of personal autos, car
rental, hotels, food, etc., would be reimbursed. Additional expenses incurred to
attend in-house training, such as plane fare, would also be reimbursed.
. This large (>100) volunteer corps would greatly enhance Data Collection
Center performance.
* The Education Center could also provide supplemental training for the
conducting of collection seminars at local libraries and colleges by these
volunteers.
* The Education Center is also responsible for maintaining the world's largest
libraries on AAV technology and associated phenomena. On a case-by-case basis,
15
i te tr in rns ES
ese a a
DHS-003-6-0006/11
UNCLASSIFIED Copy 1 of 4
_ Page 15 of 17
UNCLASSIFIED
—_—_ern eee
rere nerne—nntnrnrmenhreaimin tne
these libraries may be made available to the academic community for reference
material in the writing of a master's thesis or doctoral dissertation.
Question 6
Question 7
A new five building (small 1 and 2 story) complex in Las Vegas, NV is available.
One building in the complex is a five-thousand square foot building containing a 1250
square foot area (2 rooms) in the latter stages of SCIF accreditation. Another building is
outfitted as a five-thousand square foot laboratory. The building complex is owned by
i: has never been occupied.
A single two story building in Las Vegas, NV is available for the use of the Data
Collection Center and the Educational Center. One room is certified for TS storage by DSS.
The building is owned by EE an is currently unoccupied.
A four hundred eighty-acre research property in Utah with a fifteen year history of
intensive anomalous activity is owned by i: property is under 24/7
armed guard,
Question 8. Proposed Classification Guidance
TBD
Question 9. Security Policies and Procedures
TBD
Question 10. Relationship to Other SAPs/MOU/MOA
TBD
Question 11. Certification that SAP will be conducted in conformance with all applicable
laws, etc.
Question 12. Certification the SAP does not conflict with any mission responsibility of
16
ne
HANDLE SPECIAL ACCESS CHANNELS ONLY
DHS-003-6-0006/11
UNCLASSIFIED Copy 1 of 1
Page 16 of 17
UNCLASSIFIED
Pe LE eS OS . a =
DHS
13. Two Word Designator for the Program
KONA BLUE
14. Identification of the Gov’t Program Manager and Program Security Officer
TBD
17
—_—
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DHS-003-6-0006/11
UNCLASSIFIED Copy 1 of i
Page 17 of 17
UNCLASSIFIED
DHS S&T 2011 Meetings:
Attendance
6/10/2011
6/17/2011
6/24/2011
6/27/2011
7/19/2011
7/21/2011
8/1/2011
9/30/2011
10/31/2011
UNCLASSIFIED
UNCLASSIFIED
“Inventory Derived From |Responsible Party Date
DIA Contract Book DIA 6/10/2011
DIA Congressional Language Book DIA. 6/10/2011)
DIA Deliverables 1-38 Papers DIA 6/15/2011
48 Page Proposal 8/12/2011
Chapters 1-12 Planning Document 8/12/2011
8 Page.Condensed Proposal 8/14/2011
4 page Condensed Proposal 9/22/2011
4 page Condensed Proposal 9/23/2011
Program Brief S&T 10/31/2011
4 page Coridensed Proposal Reformat S&T 11/18/2011
UNCLASSIFIED
UNCLASSIFIED
U.S, Department of Homeland Security
Washington, DC 20528
Declassified by: Richard D. McComb
DHS, Chief Security Officer ART,
Declassified on: 20230718 Ae. Homeland
security
July 11, 2011
MEMORANDUM FOR: __ Dr. Tara O'oole, Under Secretary for Science & Technology
hs
1fDirector, Special Projects Office
FROM: Mr.
SUBJECT: tablishment of a DHS Science & Technology “Prospective:
Special Access Program (PSAP)” (U)
REFERENCE: DHS Instruction Number 140-04-001, Special Access Program
Implementation, 08/13/2009
(3588494 In accordance with authority provided to you by reference above and in
coordination with the Special Access Program Control Office (SAPCO), I am requesting that
you, as an Original Classification Authority, approve the creation of KONA BLUE as a DHS
Science & Technology Prospective Special Access Program. The purpose of KONA BLUE is to
investigate, identify and analyze sensitive advanced materials and technologies and to assess
potential emerging and/or disruptive scientific and technical data necessary in support of national
security.
(FSAeBANE Your approval will: 1) appoint myself as program manager for the KONA BLUE
Special Access Program; 2) require me to prepare, in coordination with the SAPCO, the
documentation listed in Attachment 1 of the reference listed above and 3) require me, in
coordination with the SAPCO, to develop KONA BLUE final approval documentation for
presentation to the Special Access Program Oversight Committee (SAPOC) within 90 days of
the date of this memorandum.
avprvesise = Z, Sul afnp Disapprove/date.
Modify/date Needs discussion/date
og ¥' \
Coordination: SAPCO hay Date f/f L- 2fit
ae = F 7
Classified By: Under Secretary for Science & Technology (OCA) DHS-003-6-0001/11
Class Reason: 1.4 (e) Copy 1 of 1
Declass On: 20360425 1 Page
———— FOP'SECRETIRONA BLUEDNOTORN
hhh Did wld Mies adedepelnclon leo heel Baga Babee
UNCLASSIFIED
U.S. Department of Homeland Security
UNCLASSIFIED Washington. DC 20528
Declassified by: Richard D. McComb
DHS, Chief Security Officer . Homeland
Declassified on: 20230718 S s
— Security
November 21, 2011
MEMORANDUM FOR SPECIAL ACCESS PROGRAM OVERSIGHT COMMITTEE (SAPOC)
SUBJECT: Minutes of the November 21, 2011 SAPOC Meeting (U)
Attendees:
SAPOC Membership
Jane H. Lute — Chair
Caryn Wagner — Under Secretary for IRA
Rafael Borras — Under Secretary for Management
Ivan Fong — General Counsel
Gregory Marshall — Chief Security Officer
Steven J. Cover — Chief, SAPCO (Executive Secretary)
Special Access Program Control Office (SAPCO)
Michael S. Zawasky, OSAPCO Program Security Officer
Allen W. Olsen - OSAPCO, Program Security Officer
Component SAP Representatives
Dr. Tara O’Toole, Under Secretary for Science & Technology
Agenda
* Welcome
— Opening Remarks — (S2)
— S&T Request for Approval of KONA BLUE (6A4eBr AE}
Meeting Minutes
e (U) The meeting officially convened at 7:45am, November 21, 2011.
© (FS/A€BNP) The Deputy Secretary opened the meeting with an explanation of what caused
this meeting to occur with some sense of urgency which was the impending transfer of funds
to DHS from Senators Reid and Leiberman to conduct the KONA BLUE program.
e (PSeBrINP) The entire meeting was devoted to the discussion of the KONA BLUE
program and included round table discussions of the following major points of interest:
O (SH4eBHNE) Dr. O’ Toole proceeded to discuss what she knew of the history of the
KONA BLUE program while it was being conducted at DIA and discussed the
technology as she knew it She also stated that the Senators were prepared to provide
$10M for the execution of this program in the FY12 budget. Dr. O°Toole was asked
Classified By: DHS SCG SAP 000, 00/2000 DHS-000-0000/11
Declassify On: 20300000 Copy | of |
2 Total Pages
UNCLASSIFIED
Action Items
why the FBI specifically was not approached to do this program. She answered that
FBI had no organic capability to do research & development in the scientific arena.
(FEO) The discussion then shifted to what the rationale was for making the
program a Special Access Program. The General Counsel said
(FOS) A brief discussion was also held concerning why DHS was selected to
conduct this research. Dr. O’Toole explained that the Senators felt that the
technologies involved effected the security of the United States and was more than
worthy of further investigation. Dr, O*Toole explained that there is very serious
science involved with this program and that she felt the US Government had the
responsibility to continue its investigation. She further stated that if only a small
portion of the research provided viable results for DHS application it would be worth
it.
(S#@B+46) A discussion concerning “collection” also occurred in which the U/S
I&A felt that S&T didn’t have the authority to conduct. The discussion centered
around whether the KONA BLUE program is actually an intelligence program which
DIA no longer had the authority to conduct per Executive Order 12333or whether the
“collection” of information in this case was merely the assimilation of data provided
willfully with the full knowledge, consent and understanding from those which
provided the data. Data in the sense of the KONA BLUE program is neither covertly
nor clandestinely collected as is the norm in intelligence programs.
(SA@BHNE) Finally the S2 tasked Dr. O’Toole and Mr. Cover with preparing a 5-10
page paper that fully documents how we got to where we are now with the KONA
BLUE program, it’s provenance (history) while at DIA, and exactly what science
would be researched that had applicability to the DHS mission. S2 is still not certain
of what the “It* is in the program or otherwise what exactly we are researching. She
also stated that some kind of formal request to DHS to accept this program and the
associated funding would be very helpful.
e Dr. O'Toole (U/S S&T) and Mr. Cover (DHS SAPCO) were tasked with preparing the paper
discussed above as soon as possible.
e The meeting adjourned at 8:50am, November 21, 2011.
DHS-000-0000/1 1
Copy | of |
Page 2 of 2
UNCLASSIFIED
UNCLASSIFIED
This document only contains pages 1, 10, 11, & 12 of 17 Declassified by: Richard D. McComb
as they are pertinent to the Kona Blue PSAP. All other DHS, Chief Security Officer
pages have been removed due to other program Declassified on: 20230718
material.
SPECIAL ACCESS PROGRAM CONTROL OFFICE
(SAPCO) (U)
DECISION BRIEFING
for the
SPECIAL ACCESS PROGRAM OVERSIGHT COMMITTEE
(SAPOC) (U)
November 21, 2011
Classified By: Steven J. Cover, Chief, DHS SAPCO
Derived From: DHS SCG OS/SAP-002, Oct 2008
Declassify On: 20351103
NA Homeland DHS-002-0002/11
eS security UNCLASSIFIED Copy __ of 6
=e 17 Total Pages
& Homeland
SS Security
UNCLASSIFIED
SEGRET/KONA BLUEHNOFORN
HANDLE VIA-SPECIAL ACCESS CHANNELS-ONLY
S & T Request to SAPOC
Approval of KONA BLUE
SECRETH/KONA BLUE/INOFORN
HANDLE-VIA-SPECIAL ACCESS-CHANNELS ONLY
UNCLASSIFIED
DHS-002-0002/11
Copy __ of 6
Page 10 of 17
UNCLASSIFIED
TOP SECRETHKONA- BLUE/NOFORN
HANDLE VIA-SPECIAL ACCESS CHANNELS-ONLY
KONA BLUE (¥SHKBHNF)
CURRENT ISSUES/STATUS
* Need to finalize DHS SAP Finance System
* Need non-DHS SAP space for program office
* Need to accredit contractor spaces
¢ Need Comms equipment and dedicated IT
support
¢ Need to further identify Critical Program
Information (CPI)
PURPOSE
* KONA BLUE is a DHS, Science & Technology
UNACKNOWLEDGED O&S SAP
* To investigate, identify and potentially exploit
sensitive advanced aerospace-related technology
and to prevent disclosure of scientific,
technical and engineering data vital to the US
* Program Manager Joel Wall, S & T, Special
Programs Division
BUDGET $$ & SCHEDULE
* Expected amount for funding expected to be 12 to
15m
psy TOP-SECRETHKONA BLUEHNOFORN
@ Homeland janovewa special access CHANNELS ONLY ere
: c £6
SZ Security UNCLASSIFIED Page lof 17
UNCLASSIFIED
Pending Issues for KONA BLUE (SHKBHNF)
¢ Funding
¢ Classified Line Item in CSO budget
¢ USM has concurred in the need to establish a Business/Administrative
SAP to handle primarily “unacknowledged” monies (e.g., KONA BLUE)
* Issues After Funding & Approval
¢ Stand-up of an “off-site” program office
* Personnel
¢ Additional FTEs required. SAPCO expects to assign two security
professionals (PSO-GS14 & APSO-GS9/12) full time to support
this program
* SAPCO has two personnel losses in the month of December
* One additional FTE to support OSA/Cyber
siting Lb
SA Homeland DHS-002-0002/11
a security UNCLASSIFIED Copy __ of 6
Page 12 of 17
UNCLASSIFIED
SER Spot bk Be te SRE Ett tre CESS Elba A EES SORE
Declassified by: Richard D. McComb, DHS, Chief Security Officer, Declassified 20230718
Program History and Background of Advanced Aerospace Threat and Identification
Program:
(U) In May of 2008, Senators Reid, Inouye (HI), Stevens (AK) invited
Program Manager with the Defense Intelligence Agency (DIA), to meet with them to express
their interests to establish a research program plan involving ‘exotic sciences*. In July of 2008,
LTG Maples, Director of DIA, was briefed by Senator Reid to discuss a congressional add of
$10M in startup funds for FY08 for the proposed effort. A Request for Proposal was issued by
DIA and a contract was awarded to Bigelow Aerospace to research advanced aerospace threats
and technologies. The focus of the contracted research was within 12 aerospace related areas.
Deliverables to the two year contract, with a total funding of $22M, were 38 research papers, an
active, searchable database (now with greater than 100,000+ entries), and numerous investigative
cases of the observed anomalies; Senator Reid had also requested that the DIA contract effort
provide confirmation of observed physical and psychological phenomenon by government
personnel.
(U) In June 2009, Senator Reid communicated to the former Deputy Secretary of Defense,
William Lynn, a request to provide Restricted SAP read-on to the DIA program aspects
involving the methodologies used to identify, acquire, study, and engineer any advanced
technologies associated with the program; the allocation of personnel, support, and oversight;
and, engineering application. See Encl 2. Correspondence from Senator Reid to the Honorable
William Lynn, Deputy Secretary of Defense, dated 24 June, 2009.
(U) In a December 2009 meeting, LTG Burgess, Director of DIA and former DoD Deputy Sec.
William Lynn communicated to Senator Reid that the DIA program could not be conducted by
the Intelligence Community due to its potential growth. In addition, per an (undated) Info
Memo, Subject: Advanced Aerospace Threat and Identification Program/U-10-2552/CE, from
LTG Burgess to DoD U/S for AT&L, it was cited that the initial effort was insufficient to
classify the program or establish a special access program and recommended that the program
could be better suited for another agency or component. See enclosure 3, Info Memo, Subject:
Advanced Aerospace Threat and Identification Program/U-10-2552/CE, from LTG Burgess to
DoD U/S for AT&L. At the conclusion of the initial two year program in December 2010, the
research data was put into contractor-secured storage.
(SA¢RFGxxEO) In April of 2011, SMM presented a program briefing to Mr. Joel
Wall, DHS S&T, Director, Special Projects Office, and Mr. Steve Cover, DHS Management,
Director, Special Access Programs Control Office, inviting DHS to expand the depth of research
involving the analysis of the compiled data repository and on-going recording of observable
anomalies reiterating Senator Reid’s desire to transition the program into a special access
program to enable access to data and material held by other government and industry entities.
SECREFAHHANBLE Her SPECIAL RECESS CHANNELS CHET
by:
Prepared
Joel D Wail, DHS, S&T, Special Projects Office, a Nov 2011
003-6 -0003/é/
UNCLASSIFIED Bet
OLS
UNCLASSIFIED
SSR ETOH ARSE RES RES SHEESH
(U) Proposed S&T Directorate Statement of Objectives.
(U) Project Purpose
(Stee) DHS S&T will provide program management support for a Congressional
interest item which will entail the scientific analysis of a body of sensitive information and
observed anomalies to identify and anticipate potential threats and opportunities to the U.S.
homeland. The S&T Special Projects office will provide program management for 12 months to
allow the compilation, review, and assessment of associated unclassified and classified archived
data and available literature, data bases, and physical materials from previous government and
private entity efforts in order to assess possible research and development thrusts related to
potential threats to national security and opportunities to enhance national security. Upon
completion of the year one effort, a DHS research council, to be established, will review all
findings and provide a recommendation as to whether continued DHS involvement supports the
Department’s and the S&T Directorate’s focus and mission requirements. Until a
recommendation regarding any efforts after the 12 month period, the performers will provide
quarterly reports and briefings to the program office and DHS research council.
(U) Project Plan
(SHEE¥SrxEO) Data to be reviewed and assessed that is associated with the proposed program is
available from the previous government managed effort. Material has also been acquired
through various sources since the DIA program ended in December 2010. For example, on-
going observations and recording of anomalies observed at sites at the Bigelow Ranch in Utah,
the San Juan Valley in Colorado, and Marley’s Woods in Missouri. Additional relevant
classified material is believed to exist within other governmental special access programs and
will be accessed for this effort. Much of this material has been collated into an active and
searchable data base maintained by the former National Institute of Discovery Science, a data
compilation and analysis function of the former government program.
(SHEEFG*xEO) The Special Projects Office will provide program management through a
government Program Manager (PM) and Technical Manager (TM) who will ensure oversight of
unclassified and classified data collection and analysis centers, to be located in Las Vegas,
Nevada; and classified data analysis centers to be located in Austin, TX and in the National
Capital Region; locations at which classified work is necessary will have access to a Sensitive
Compartmented Information Facility (SCIF).
SEGRE REHAB EE HE SPECT EEESS- CH ANINEES CNET
Prepared by:
Joel D Wall, DHS, S&T, Special Projects Office EE 3 Nov 2011
UNCLASSIFIED
UNCLASSIFIED
etree na
(SHEPYS2rE0) The DHS S&T Directorate will also establish a research council of a minimum of
five eminent independent scientists. with clearances who will monitor and advise the research
efforts. The research council will also review all findings during the 12 month project and
provide a recommendation as to whether continued DHS involvement supports the Department’s
and the S&T Directorate’s focus and mission requirements. Should this effort exceed 12 months,
the research council will be responsible for identifying the follow-on research plan that will
focus the program’s efforts to support DHS homeland security requirements.
(U) Proposed Budget
(GAFFS#xEO) Based on program funds estimated to be $10M, $2M will support the four
program office personnel and equipment to support two leased SCIFs. The remainder $8M will
support the data collection and analysis centers.
(U_) Proposed Timeline [dependent on projected receipt of FY12 funding during FY12 1Qtu]
(GARYSxE0) FY12 2Qtr: Establish Program Office
Establish and secure data analysis centers
Establish sensitive compartmented information facilities
Initiate data inventory
Establish Research Council
(BAEEFGHrEO) FY12 3Qtr: Continue data inventory
Initiate data analysis
Implement Research Council review
Conduct quarterly review
(CAEPHSerGO) FY12 4Qtr: Continue data analysis
Conduct Research Council review
(GHEEFS2rEO) FY13 1Qtr: Continue data analysis
Conduct quarterly review
Conduct Research Council Review
SECRET CHAN BEER HESPEEIAE AE CESS-CHANITEES ONT
Prepared by:
Joel D Wall, DHS, S&T, Special Projects Office, EE 23 Nov 2011
UNCLASSIFIED
UNCLASSIFIED
2 —
U.S. Department of Homeland Security
Washington, DC 20528
Declassified by: Richard D. McComb m
DHS, Chief Security Officer e@. Homeland
Declassified on: 20230718 ® : Securi ty
ACTION
November 28, 2011
MEMORANDUM FOR: Deputy Secretary Lute
FROM: Dr. Tara O*Toole,
Under Secretary for the Office of Science & Technology
SUBJECT: KONA BLUE, Establishment of DHS Science & Technology
Directorate SAP
REFERENCE: DHS Instruction Number 140-04-001, Special Access Program
Implementation, 08/13/2009
(U) Purpose
(F844¢B48} This memo provides information conceming KONA BLUE, a DHS Science &
Technology (S&T) Prospective Special Access Program (P-SAP) with a recommendation for your
approval of KONA BLUE as a DHS S&T Special Access Program (SAP).
(U) Background
(GAEFFSH#EO) In May 2008, Senators Reid, Inouye (HI), Stevens (AK) invited
Program Manager with the Defense Intelligence Agency (DIA), to meet with them to express their
interests to establish a research program plan involving ‘exotic sciences.’ In July of 2008, LTG
Maples, the Director of DIA, was briefed by Senator Reid to discuss the proposed effort. A Request
for Proposal (RFP) was issued by DIA and a contract was awarded to Bigelow Aerospace to research
advanced aerospace threats and technologies. The focus of the contracted research, named the
Advanced Aerospace Threat and Identification (AATI) Program, was within 12 aerospace related
areas. Deliverables for the two year contract, with a total funding of $22M, were 38 research papers,
an active, searchable database (now with greater than 100,000+ entries), and numerous investigative
cases of the observed anomalies. At the conclusion of the initial two year program in December
2010, the research data was put into contractor-secured storage.
(F844eB4246)-In April of 2011, SY presented a program briefing to Mr. Joel Wall,
DHS S&T, Director, Special Projects Office (SPO), and Mr. Steve Cover, DHS Management, Chief,
Special Access Programs Control Office (SAPCO), inviting DHS to expand the depth of research
involving the analysis of the compiled data repository and on-going recording of observable
anomalies reiterating Senator Reid’s desire to transition the program into a SAP to continue the
research in greater depth.
Classified By: Under Secretary for Science & Technology (OCA) DHS-003-6-0004/11
Class Reason: 1.4 (e) Copy | of 1
Declass On: 20360425 2 Pages
BARDBL ldo te BRE Ade d@ GOEES GUAR EL SSL
UNCLASSIFIED
UNCLASSIFIED
FOPSEERETHCONA-BEEEAGEORN
(FS4eBHNFYIn May 2011, Dr. Tara O’Toole, Undersecretary of the Office of S&T (U/SST), was
presented with the AATI program information concerning the opportunity to investigate, identify and
analyze sensitive advanced materials and technologies and to assess potential emerging and/or
disruptive scientific and technical data of potential importance to national security. Based on
available information and review of security requirements, the U/SST authorized SPO to establish an
unacknowledged, waived prospective special access program, which was designated KONA BLUE.
In addition, in Oct 2011, Dr O’ Toole met with Senator Lieberman, Chairman of the Homeland
Security and Governmental Affairs Committee, and Senator Harry Reid, Senate Majority Leader, to
discuss the program funding. Additional information on the DIA-Sponsored program is at Encl 1, 2,
and 3.
(U) Discussion
($646BANE}Based upon discovery and investigative discussions, interviews, and briefings with
former AATI program participants, DHS S&T proposes to provide Special Access Program
management support for this Congressional interest item. A SAP is proposed as we have been
informed that there is a body of previous work held by other entities that requires a SAP level
classification to access it.
(FS46BAE)-The proposed program management will entail the scientific analysis and assessment
of a body of sensitive information and observed anomalies to identify and anticipate potential threats
to and opportunities for the security of the U.S. homeland. The S&T Special Projects office will
provide program management for 12 months to allow the compilation, review, and assessment of
associated unclassified and classified archived data and available literature, data bases, and physical
materials from previous government and private entity efforts in order to assess possible research and
development thrusts related to potential threats to national security and opportunities to enhance
national security. Upon completion of the one year effort, a DHS S&T research council, to be
established, will review all findings and provide a recommendation as to whether continued DHS
involvement supports the Department’s and the S&T Directorate’s focus and mission requirements.
See Encl 4, Proposed Statement of Objectives.
(U) Recommendation
(FSB NE Approve KONA BLUE as a DHS S&T SAP.
Approve/date Disapprove/date
Modify/date. Needs discussion/date
Coordination: SAPCO Date
Enclosures.
Encl 1. AATI Program History, dated 23 Nov 2011
Encl 2. Correspondence from Senator Reid to the Honorable William Lynn, Deputy Secretary of
Defense, dated 24 June, 2009.
Encl 3. (undated) Info Memo, Subject: AATI Program/U-10-2552/CE, from LTG Burgess to DoD
U/S for AT&L.
Encl 4. DHS KONA BLUE 12 Month Proposed Statement of Objectives.
PUNT RR ae EW aT ad TL ass EN Hd WN DHS-003-6-0004/11
Copy 1 of 1
UNCLASSIFIED Page’ 2f 2
UNCLASSIFIED
U.S. Department of Hometand Security
Declassified by: Richard D. McComb Washington, DC 20528
DHS, Chief Security Officer
Declassified on: 2023071
Homeland
ma
December 12, 2011
MEMORANDUM FOR: Jane Holl Lute, Deputy Secretary
THRU: Dr. Tara O’Toole, Under Secretary for Bie & Technology
FROM: Mr. Steven J. Cover, Chief, Special Access Program Control Office
SUBJECT: Termination of a DHS Science & Technology “Prospective: Special
Access Program (PSAP)” (U)
REFERENCE: a. DHS Directive Number 140-04, Special Access Program
Management, 08/12/2009
b. Memo dated July 11, 2011, Establishment of a DHS Science &
Technology “Prospective: Special Access Program (PSAP)” (U)
($S/46B42u4 In accordance with DHS Directive Number 140-04, the Deputy Secretary renders all
final decisions for the establishment or disposition of all Special Access Programs within the
Department. This memorandum memorializes the decision of Deputy Secretary Lute, in her
capacity as Chairperson of the Special Access Program Oversight Committee (SAPOC), to
terminate the Science & Technology Prospective Special Access Program (PSAP) KONA BLUE.
(FSAIBAS The KONA BLUE Prospective Special Access Program was established by Under
Secretary for Science & Technology Tara O’Toole on July 11, 2011. Since that date, the Special
Access Program Control Office (SAPCO) and the PSAP’s Program Manager have worked to
develop the SAP proposal for presentation to the SAPOC. On December 8, 2011, a progress review
of the PSAP was conducted in the office of the Deputy Secretary. In attendance were Deputy
Secretary Lute; General Counsel Fong; Under Secretary Wagner; SAPCO Chief Cover; and
Associate General Counsel Kronisch. Under Secretary O’Toole was invited but was unable to
attend.
(GAEY8x60) The discussion began with SAPCO Chief Cover providing an update on recent
activities undertaken and information gathered regarding the PSAP, followed by General Counsel
Fong and Under Secretary Wagner providing the perspectives on the proposal. Deputy Secretary
Lute then led a discussion of the proposal during which various questions about the proposal were
identified and considered. Those questions included whether the justifications for establishment as
a SAP (e.g., assessment of threat/vulnerability) were adequate and whether the development of a
Classified By: Under Secretary for Science & Technology (OCA) DHS-003-6-0005/11
Class Reason: 1.4 (e) Copy | of 1
Declass On: 20360425 2 Pages
a FORSPOCREP OIE ECE NOT OR
UNCLASSIFIED
_ UNCLASSIFIED
number of required elements of the proposal, including the budget and personnel requirements, was
sufficient. At the conclusion of the discussion, Deputy Secretary Lute directed that the PSAP be
terminated immediately.
(+8/44R42U5 Pursuant to the above direction, the Special Access Program Control Office, in
coordination with the assigned S&T Program Manager will ensure that all appropriate actions are
taken to debrief all accessed individuals and archive all materials generated in conjunction with the
planning of the KONA BLUE Prospective Special Access Program.
. }
=
Approve/date (2 Disapprove/date_ 2 ~\e ~1%—
Modify/date Needs discussion/date
a ay )
Coordination: SAPCO_ A GR Date / if sf (2
DHS-003-6-0005/11
Copy | of |
Page 2 of 2
TOP SECRETIUMONA BLUEINOEORN
SALE AGA SONAL A CCRCS CUANNELS ORLA
UNCLASSIFIED
UNCLASSIFIED
cae
U.S. Department of Homeland Security
Washington, DC 20528
Declassified by: Richard D. McComb
DHS, Chief Security Officer
Declassified on: 20230718 Homeland
Sf Security
June 5, 2013
MEMORANDUM FOR THE RECORD
FROM: Mr. Steven J. Cover, DHS SAPCO
SUBJECT: Termination of DHS S&T Prospective Special Access Program
(PSAP)
(SHIBYANP) The Deputy Secretary made the determination that DHS was not going to execute
activities proposed for the DHS S&T PSAP KONA BLUE. In conjunction with the General
Counsel it was decided that the Program as proposed did not require extraordinary security
measures and terminated al] activities within the Department and further directed the SAPCO to
initiate appropriate Program close-down procedures.
(849¢B4N#) The KONA BLUE PSAP was approved prior to the issuance of any final formal
documentation such as a security classification guide, SOP, facility accreditation, AIS plan or
any other required documentation. No documentation exists to downgrade, reclassify or
determine other disposition.
(8+4<B44¢6) The SAPCO office as made the determination that all personnel briefed to KB
PSAP will be administratively debriefed on the above date. No other documentation or
paperwork would be required. All inquires can be directed to the HQ SAPCO office.
Classified By: S. Cover, DHS HQs SAPCO DHS-001-0001/13
Derived From: DHS SCG OS/SAP 001, 10/2008 Copy | of
Declass On: 20380604 I Page
V——
ba ls Bettie OP eintele He BEE Sates Sh ees OP ey
UNCLASSIFIED
errs
HARRY REID MAJORITY LEADE!
NEVADA
Wnited States Senate
WASHINGTON, DC 20510-7012
June 24, 2009
Honorable William Lynn III
Deputy Secretary of Defense
1010 Defense Pentagon
Washington, DC 20301-1010
Dear Secretary Lynn:
Beginning this past September, the U.S. Senate has mandated that the Defense Intelligence
Agency assess far-term foreign advanced aerospace threats to.the United States. The scope of
program interest covers from the present out to forty years and beyond. In order to further our
effort in recognizing emerging disruptive aerospace technologies, technical studies are being
conducted in regard to advanced lift, propulsion, the use of unconventional materials and
controls, signature reduction, weaponry, human interface and human effects.
Since the Advanced Aerospace Threat and Identification Program (AAITP) and study were
first commissioned, much progress has been made with the identification of several highly
sensitive, unconventional aerospace-related findings. Given the current rate of success, the
(" continued study of these subjects will likely lead to technology advancements that in the
immediate near-term will require extraordinary protection. Due to the sensitivities of the
information surrounding aspects of this program, I require your assistance in establishing a
Restricted Special-Access-Program (SAP) with a Bigoted Access List for specific portions of the
AATIP.
In order to support this national effort, a small but highly specialized cadre of Department of
Defense (DoD) and private sector individuals are necessary. These individuals must be
specialized in the areas of advanced sciences, sensors, intelligence/counterintelligence, and
advanced aerospace engineering. Given the likelihood that these technologies will be applied to
future systems involving space flight, weapons, communications,.and propulsion, the standard
management and safeguarding procedures for classified information are not sufficient. Even the
use of conventional SAP protocols will not adequately ensure that all aspects of the project are
properly secured. Although not every aspect of AATIP requires Restricted SAP read-on, the
following portions should be maintained at the Restricted SAP level:
* The methodology used to identify, acquire, study, and engineer the advanced
technologies associated with AATIP.
0 Specific methodologies used to study unconventional technology may require
nuanced approaches that will undoubtedly be of significant interest if not a top
priority for adversarial Foreign Intelligence Security Services (FISS).- Page 52born-digital extraction
o Undue attention by government, or private sector entities, not involved in AATIP or any international interest will directly or indirectly interfere with the daily AATIP mission and perhaps threaten the overall success of the program. • Allocation of personnel, support, and oversight. o Due to the highly specialized nature of the personnel involved with AATIP, the overt acknowledgement of their participation in the program will lead to an unnecessary security and counterintelligence risk. o Occasional assistance from specialized individuals within DoD, the scientific community, or academia may be necessary from time to time based on demonstrated subject matter expertise. Adequate protection of their identities or affiliation is critical to avoid unnecessary scrutiny. o Without the appropriate Restricted SAP protection, the cost associated with a compromise would be significantly higher than the cost associated with a properly administered Restricted SAP. o Protection of industry partnerships and participation is critical. Public awareness of an industry's AATIP affiliation may discourage that industry's further participation with the U.S. Government in this program. • Application and engineering. o The nuanced manner in which some of these technologies will be collected, engineered and applied by the U.S. may require senior level government approval. These decision makers must be afforded tl;le necessary time to make strategic decisions by restricting access to the "big picture" or overall intent of the program to those on a strict Bigoted List. 'cf Associated exotic technologies likely involve extremely sophisticated concepts within the world of quantum mechanics, nuclear science, electromagnetic theory, gravities, and thermodynamics. Given that all of these have the potential to be use� with catastrophic effects by adversaries, an unusually high degree of operational security and read-on discretion is required. Due to the expertise required to carry out the objectives of this program, we will require a small, specialized group ofDoD personnel, who are dedicated to performing the SAP-related functions and executing programmatic requirements within the program. It is essential that the Government & military personnel who are already involved with this program are assigned to further support this program in a Restricted SAP capacity (see Attachment 1). These individuals all currently possess the appropriate security clearances and are already providing unique support to AATIP.
Ultimately, the results of AATIP will not only benefit the U.S. Government but I believe will
directly benefit DoD in ways not yet imagined. The technological insight and capability gained will
provide the U.S. with a distinct advantage over any foreign threats and allow the U.S. to maintain its
preeminence as a world leader.
Thank you in advance from your time and consi _ i
you or your staff have any questions, please contact
Sincerely,
H Y REI
United States Senator
HR:rth
Attachment 1
Sponsoring Agency: Undetermined (DEPSECDEF)
Component-level SAP Central Office: Undetermined (DEPSECDEF)
Unclassified Nickname: Advanced Aerospace Threat Identification Program (AATIP)
Program Length: FY09-FY13 (Preliminary)
Program Funding: FY09-O&M, FY10-FY13-TBD
SAP Category Designation: Intelligence, DoD Acquisition
FY 10 Preliminary Bigated List of Government Personnel:
Honorable William Lynn Ill, Deputy Secretary of Defense (Gov't)
Honorable Senator Harry Reid of Nevada (Gov't)
Honorable Senator Daniel Inouye of Hawaii (Gov't)
Robert T. Herbert (U.S. Senate)
.
.
Sm BwMPNAYU PWNS
ro
USDI (Gov't)
USDI (Gov't)
FY 10 Preliminary Bigoted List of Contractor Personnel funded under the AATIP:
1 BE 3 icc. Aerospace Advanced Space Studies LLC (BAASS),
2 ARI ss (CTR)
N
w
. BEE A455 (CTR)
This document contains information exempt from mandatory disclosure under the FOIA.
Exemptions 1 and 5 apply.
UNCLASSIFIED/ . :
DEFENSE INTELLIGENCE AGENCY
WASHINGTON, D.C. 20340-5100 DEC 64 a0
U-10-2552/CE
FOR: UNDER SECRETARY OF DEFENSE FOR ACQUISITION, TECHNOLOGY,
AND LOGISTICS 2) R
FROM: Ronald L. Burgess, Jr., Lieutenant Genéfal, USA, Director, Defense Intelligence
Agency j
SUBJECT: (U) Advanced Aerospace Threat and Identification Program
(U/AFOUS) The Advanced Aerospace Threat Identification Program was first sponsored
in the Fiscal Year (FY) 2008 Defense Supplemental Appropriation Act by Senators Reid
and Inouye with a $10 million add. The purpose of this congressional add was to
investigate foreign advanced aerospace weapon threats from the present out to the next,
40 years and to build an infrastructure to house a center of expertise on advanced
aerospace technologies. The potential threat posed by unconventional or “leap”
aerospace vehicles that could pose national security implications for the United States
was a specific area of interest.
(U/FEUE> The Defense Intelligence Agency (DIA) published a request for proposal
(RFP). The RFP identified twelve technical areas to be studied: lift, propulsion; control;
armament; signatures reduction; materials; configuration; power generation; temporal
translation; human effects; human interface; and technology integration. DIA awarded a
contract to the Bigelow Aerospace Advanced Space Studies LLC (BAASS), the only bid,
headquartered in North Las Vegas, Nevada.
(Uf#FOUO) BAASS identified and worked with academics and scientists te produce 26
technical reports by June, 2009. All of these reports were delivered to DIA by
September, 2009, A list of these first 26 technical reports is enclosure 1. One of the 26
reports, titled Advanced Space Propulsion Based on Vacuum (Spacetime Metric)
Engineering was published in March, 2010. It is included as enclosure 2 and is provided
as an example of reports.
(U) The FY 2010 Defense Appropriations Act included a $12 million add for the project.
Twelve additional reports were produced and delivered. They are also included in
enclosure 1.
UNCLASSIFIED//FOR OFFICIAL ESE ONE
UNCLASSIFIED/APOR OFFICIAL USE-ONEY
(UAFOUC) On June 24, 2009, Scnator Reid sent a letter to Deputy Secretary of Defense
Lynn requesting the Department of Defense establish an alternate compensatory control
measure (ACCM) or sensitive access program (SAP) for this project. In November,
2009, at the request of the Under Secretary of Defense for Intelligence, DIA completed.a
review of the program, The Agency determined that, based on classification levels of
current and projected deliverables, insufficient grounds existed to classify the program,
invoke an ACCM, or establish a restricted SAP.
(U/#FOLS}In November, 2009, Deputy Secretary of Defense Lynn and I met with
Senator Reid to discuss this program. At that time, we determined the reports were of
limited value to DIA. However, | did suggest they could be of merit to other
organizations and, that upon the completion of the DIA contract, the project could be
transitioned to anather agency or component better suited to oversee the project.
2 enclosures: a/s
my Prepared by: EE ©ffice of Congressional and Public ca |
2
UNCLASSIFIED//FOR OF FICTAE USE ONEY